Regulatory/Topical Coronavirus – A New Regulatory Risk Facing Firms In The UK Financial Sector. Sushil Kuner from Gowling WLG Financial Services Regulatory team explores the impact of COVID-19 on Financial Services and some practical steps which firms should consider taking in response. March 30, 2020
Regulatory/Topical Personal Liability Exposure for Bank Executives and Compliance Officers March 19, 2020
Bank fined Bank fined Ignoring Warnings Earns US Bank Compliance Officer a $450K Personal Fine March 19, 2020
Asia Pacific Data Governance Regulatory/Topical Outsourcing Requirements for Hong Kong Banks: An Overview March 12, 2020
Fintech Regulatory/Topical Tech Regulation As Banks Compete More On Experience, Compliance Becomes More Critical March 5, 2020
Regulatory/Topical UK Key players in Barclays saga: Some of the most senior officials at Barclays Bank were involved in attempts to raise £11 billion March 5, 2020
AML Financial Crime Bribery Data Governance Europe Regulatory/Topical Sanctions Tax Evasion Tech Regulation United States Beyond Deutsche: U.S. Banks Also Implicated in Dubious Partnerships Abroad February 26, 2020
